Investment Process
Meeting #1 - History & Physical
1) Establish your financial goals
2) Go over your completed financial planning questionnaire
3) Review all of your financial statements
4) Answer your questions about the financial planning process
5) Answer general questions about accounts and investments you may utilize
6) Review the "fee-based" management process and how it works
7) Determine if you would like to begin your financial planning
Helpful Hint - Married couples will want to be together. Gathering your records ahead of time saves you time.
What you need to bring: the completed financial planning questionnaire, social security and pension statements, copies of all brokerage, bank, IRA, 401k and other pertinent financial statements. A list of your goals and preliminary questions.
Meeting #2 - Findings & Recommendations
Implementation of your plan
1) Go over findings and recommendations
2) Determine our plan of action
3) Answer specific questions about your plan and investments
4) Determine specific accounts needed (Taxable accounts, IRA's, etc.)
5) Sign new account forms or schedule a time for signing them
Helpful Hint - Commit to adding funds monthly to your plan. Automatic investments are best.
What you need to bring: Drivers Licenses, Social Security Numbers and Birth dates for all account holders and beneficiaries, custodial minors, etc. A copy of your living trust (if you have one). Your opening deposit (if starting a new account), checkbook, etc. Any 401k rollover forms from your HR department if rolling over a 401k.
Ongoing Meetings - Monitor and Readjust
1) We will review your accounts and overall plan and make adjustments as needed
2) Typical times are annual, semi-annual, quarterly or on an "as-needed" basis
3) Meetings may be in person or by phone depending on scope and preference
When you get to the point where you have financial freedom, we will have both met your goals.
A to Z Asset Advisors, LLC
4441 Villa Toscano Ct., Las Vegas, NV 89141
Office 702.888.4807 Fax 702.444.4807
carolyn@millionaire-matters.com
Registered Investment Advisory services offered through A to Z Asset Advisors, LLC a registered investment advisory firm
